Emerson Equity LLC, a full-service brokerage firm, has hired Brooke Jones as vice president of operations. In her new role, the company said that Jones will handle new account operations, establish processes to manage regulatory updates, and assist the firm as it works to achieve its goals for 2019 and beyond.
“As the firm grows, it is clear we need the best and brightest,” says CEO Dominic Baldini. “The addition of Brooke to the team rounds out the talent we have assembled to take us to the next level.”
Jones has worked in the broker-dealer space most of her career, and most recently she served as a client service manager at Huddleston & Associates, a private wealth advisory practice associated with Ameriprise Financial Services. Previously, she spent eight years with Sandlapper Securities, a South Carolina-based wealth manager and broker-dealer, where she handled all policy and regulatory communications within the firm.
Jones graduated from Clemson University with a bachelor’s degree in financial management, and according to her Brokercheck profile, Jones holds FINRA Series 7, 66 and Securities Industry Essentials designations.
Emerson Equity LLC is a boutique investment firm with clients ranging from high net worth individuals and institutional investors, to sponsor companies that bring private placement offerings to market. The company’s alternative investment platform includes financial instruments such as real estate investment trusts, hedge funds and private equity, tenant-in-common and Delaware statutory trust offerings, oil and gas, equipment leasing, and other private placement securities.