ACA Group (“ACA”) is the leading governance, risk, and compliance (GRC) advisor in financial services. Our team has the specialized expertise of former regulators and practitioners and a deep understanding of the global regulatory landscape. Our innovative approach integrates advisory, managed services, and distribution solutions with our ComplianceAlpha® technology platform which enables clients to focus on asset management without sacrificing compliance best practices.
140 E. 45th Street, 29th Floor
New York, NY 10017
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| What We Do We empower our clients to reimagine GRC and protect and grow their business.Our Products We have expertise in regulatory compliance, cybersecurity, performance, and ESG and provide services such as advisory, distribution solutions, managed services, regulatory technology, and education.• AML and Financial Crimes Our AML and Financial Crimes practice offers advisory services and solutions to assist financial services firms in addressing financial crime-related threats and regulatory concerns. Specific areas include AML, Foreign Corrupt Practices Act (FCPA) and Anti-Bribery, and cybersecurity services.• Compliance Advisory Our global team of regulatory compliance professionals includes former SEC, FINRA, FCA, CFTC, NFA, and state regulators, as well as former senior managers from prominent financial institutions and advisory firms. We work with compliance and legal professionals to review and develop compliance programs based on best practices, current regulatory requirements, and robust oversight processes.• Cybersecurity, Privacy, & Risk We provide cybersecurity and technology risk assessments, data privacy compliance services, vendor and M&A diligence services, portfolio company oversight, network testing, and advisory services for companies of all sizes. Our award-winning solutions are designed to help firms uncover risks and identify deficiencies in their cybersecurity policies, procedures, and controls. • ESG Advisory • Managed Services • Performance Services • Regulatory Technology • ACA Mirabella Regulatory Hosting • ACA Foreside Distribution Solutions |
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| Year Founded | Sector | Structure | Senior Executives |
| 2002 | – | ACA Compliance Group was founded in 2002 by four former SEC regulators and one former state regulator. The founders saw a need for investment advisers to receive expert guidance on existing and new regulations. Over the years, ACA – now ACA Group – has grown both organically and by acquisition to expand our GRC business and technology solutions. Our services now include legal underwriting solutions, GIPS® standards verification, cybersecurity and technology risk, regulatory technology, ESG advisory, AML and financial crimes, financial and regulatory reporting, and Mirabella for establishing EU operations. |
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