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DFPG Investments Adds Two New Advisors

DFPG Investments Inc., a dually-registered independent broker-dealer and registered investment advisor, announced that Coughlan and Coughlan Financial Solutions (CCFS), located in Kingfisher, Oklahoma, has joined the firm.

CCFS is operated by Jake Coughlan and his father, Jim Coughlan. Prior to joining DFPG, CCFS was a branch office of Wilbanks Securities, which is located in Oklahoma City, Oklahoma. In addition to providing financial advisory services, Jim Coughlan works as a certified public accountant.

Jake Coughlan noted that DFPG’s clearing and custody relationship with RBC, along with DFPG’s experience in alternative investments, were crucial factors in making his decision.

DFPG’s CEO, Mike Bendix, said that the firm has several additional representatives that will join the firm over the next few months. “In the context of today’s regulatory environment, reps are starting to appreciate how pivotal a broker-dealer relationship is to their business and their clients. Frankly, if a rep wants to offer clients access to alternative investments, then the selection of a broker-dealer is probably their most important consideration.”

DFPG Investments specializes in working with representatives who want to incorporate alternative investments, with an emphasis in investment real estate, into their business.

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