Aurora Securities Names President and Chief Compliance Officer
Aurora Securities Inc., an independent broker-dealer, has hired Lori Kamen to serve as its president and chief compliance officer.
Aurora Securities Inc., an independent broker-dealer, has hired Lori Kamen to serve as its president and chief compliance officer. She will also serve as an investment advisor representative of Secure Asset Management LLC, a registered investment advisor and affiliate of Aurora Securities.
In her new role, Kamen will be responsible for overseeing and managing regulatory compliance across the businesses.
Since 1997, Kamen has served in a variety of compliance and officer roles at broker-dealers and investment advisers, including Concorde Investment Services, CNL Financial, Pershing/BNY Mellon and Foreside. She holds a bachelor’s degree from Ithaca College in New York, as well as FINRA Series 4, 7, 24, 53, 63 and 66 licenses.
“Ms. Kamen brings an extraordinary level of experience and insight that is vital to Aurora Securities future growth, helping us gain even greater traction into new markets, expanding our product offerings and strengthening our compliance framework as we navigate the ever-changing business and regulatory landscapes,” said Bryan Spencer, president and chief executive officer.
Aurora Securities and Secure Asset Management are based in Troy, Michigan.
