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AI Insight Named Reseller of FINRA E-Learning Courses

AI Insight, an alternative investment education firm for broker-dealers and advisors, entered into an agreement with the Financial Industry Regulatory Authority to distribute its e-learning course library.

The FINRA e-learning courses offer a solution for the Firm Element, a continuing education program that requires broker-dealers to establish a formal training platform to keep their team up-to-date on industry-related subjects.

There are more than 100 courses developed for registered representatives, supervisors, operations professionals, wholesalers, compliance personnel and other employees that cover a wide range of compliance topics, including anti-money laundering, books and records, business conduct, ethics, sales practices, securities products, and trading practices. The interactive online courses take 20- to 30-minutes and lead financial professionals through common compliance situations and include scenarios and decision points to help ensure they understand course content.

“We are pleased to support the distribution of the outstanding educational library created by FINRA,” said Sherri Cooke, president and chief executive officer of AI Insight. “It is our goal to increase delivery and integrate these education modules in a customized way to help strengthen and supplement financial professionals’ understanding of important regulatory concerns.”

The e-learning courses are available individually or broker-dealers may purchase them for a group on a pre-pay basis. Individual courses are $12.50 per course and the entire FINRA e-learning library can be purchased by financial advisors and broker-dealers for an annual fee of $45.00.

AI Insight provides broker-dealers and financial advisors with access to a platform of alternative investment products, including research, education, marketing and compliance support.