Legion Capital Corporation Announces New Reg A Offering
Legion Capital Corporation, a fintech enabled private equity lender, announced approval of their new $75 million Regulation A, Tier II Bond and Preferred Stock...
FINRA Files Disciplinary Action Against Former Merrill Lynch Advisor Over Cash Transactions
The Financial Industry Regulatory Authority announced that it has filed a disciplinary action against James Iannazzo.
According to the complaint, Iannazzo repeatedly structured cash deposits...
Shopoff Realty Investments Secures Approval for Arizona Development
Shopoff Realty Investments, a manager of opportunistic and value-add real estate investments, announced it has secured unanimous approval from the Mesa City Council for...
SEC Charges Investment Fund Founder with Defrauding Investors of $25 Million
The Securities and Exchange Commission charged William K. Ichioka, of New York, New York, with fraudulently raising $25 million from individual investors primarily in...
Former Edward Jones Advisors Join LPL Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Isaac J. Hart, Robert Entwistle Jr., Matthew L Malvitz and Sam Asani,...
2023 DST Fundraising Remains Tepid Through May
Fundraising for Delaware statutory trust offerings, typically used to facilitate securitized 1031 exchanges, totaled just over $2.1 billion for the year through May 2023,...
Trilogy Hires Senior Regional Vice President from Pacific Oak Capital Markets
Trilogy Real Estate Group, a Chicago-based real estate investment and property management firm, announced that Travis Hamlin has joined the company as a senior...
American Elm to Distribute Ascendant Capital Preferred Shares
American Elm Distribution Partners LLC, a third-party managing broker-dealer, has been engaged by Ascendant Capital, a Cayman based company, to distribute a new round...
Forum Capital Advisors Closes $10.4 Million Multifamily Investment
Forum Capital Advisors LLC, a Denver-based investment management firm, announced the company has closed on a $10.4 million preferred equity investment supporting a 264-unit...
Former Advisor Group Firm with $275 Million in Assets Join LPL Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Joe Di Biasi and Greg McElheny, along with the team at Blue...
BREIT Fielding Offers for Bellagio Real Estate
Blackstone Real Estate Income Trust is fielding offers for half its interest in the real estate of the Bellagio Hotel in Las Vegas, according...
Caliber Announces Expanded Internal Wholesale Team
Caliber, a sponsor of qualified opportunity funds, announced the expansion of its internal wholesale team, which the company says will significantly extend its reach...
SEC Charges Former Georgia Advisor in Multipart Fraud
The Securities and Exchange Commission charged Michael Wayne Williams, an investment adviser formerly registered with the State of Georgia and currently residing in Miami,...
Resource Royalty Announces Closing of 20th Portfolio
Resource Royalty LLC, a Dallas-based oil and gas royalty portfolio manager, has announced the closing of its 20th portfolio, Resource Royalty XIX LLC. The...
Sponsored: Ashford Securities Announces $500 Million in Capital Raised Since 2021
Ashford Securities LLC, a wholly-owned subsidiary of Ashford Inc. (NYSE American: AINC), is pleased to announce that it has reached a milestone of $500...
SmartStop Acquires Eight Canadian Self-Storage Facilities for Approx. $230 Million
SmartStop Self Storage REIT Inc., a self-managed and fully integrated non-traded real estate investment trust, announced that its affiliates, Strategic Storage Trust VI Inc....
Preferred Capital Securities Adds External Wholesaler for Great Lakes Region
Preferred Capital Securities LLC, an independent managing broker-dealer, announced that Rob Babcock has joined the organization as regional vice president covering Minnesota, Wisconsin, Illinois...
Apollo Debt Solutions BDC Declares Special Distributions and Updates NAV Per Share
Apollo Debt Solutions BDC, a non-traded perpetual-life business development company sponsored by affiliates of Apollo Global Management, has declared a special distribution and announced...
Overmoon Hires Industry Veteran as Head of Capital Markets
Overmoon, a vacation home real estate company, announced the company has hired Jen Ricci as head of retail capital markets.
Ricci has more than 17...
