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Monthly Archives: June 2021

Versity Investments Names Senior Vice President and National Accounts Manager

Versity Investments LLC, a real estate investment firm formerly known as NB Private Capital, has promoted Tyler Carter to the new position of senior...

Lasalle St. Recruits Philadelphia-Area Investment Advisory Practice

LaSalle St., a family of wealth management firms, has recruited Retirement Planning Specialists, an investment advisory practice in the Philadelphia area with $200 million...

Guest Contributor: Marketing and Networking Best Practices for Financial Professionals

By: Drew Jackson, President of Concorde Investment Services Financial professionals work in an extraordinarily dynamic and rapidly evolving industry, where new tech, new tools, and...

Griffin-American Healthcare REITs to Merge and Pursue Public Listing

Griffin-American Healthcare REIT III Inc. and Griffin-American Healthcare REIT IV Inc., two healthcare-focused non-traded real estate investment trusts, have agreed to merge in a...

Gladstone Securities Hires Northeast Region Wholesaler, Completing External Sales Team

Gladstone Securities LLC, an affiliated broker-dealer of The Gladstone Companies, has hired Jade Clark as its external wholesaler for the northeast region, rounding out...

Pacific Oak Capital Markets Hires Senior Regional Vice President

Pacific Oak Capital Markets LLC, a wholesaler and managing broker-dealer for alternative investment offerings, has hired financial industry veteran Gene Sullivan as senior regional...

LPL Financial Recruits 30-Member OSJ Formerly with Voya

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Brian M. Woods Financial Services, a large enterprise supervising approximately 30 financial advisors, to its...

SEC Fines Guggenheim Securities $209,000 for Alleged Whistleblower Protection Violations

The Securities and Exchange Commission has charged Guggenheim Securities with allegedly violating whistleblower protection rules over language included in its employee compliance manual, the...

Leitbox Storage Partners Hires Managing Director of Fund Strategy and Operations

Leitbox Storage Partners, a self-storage investment and development firm that sponsors Regulation D private placement offerings, has hired Karen George as managing director of...

Nuveen Global Cities REIT Expands Healthcare Portfolio with Latest Acquisitions

Nuveen Global Cities REIT Inc., a publicly registered non-traded real estate investment trust, has purchased two healthcare-related properties for approximately $59 million, the company...
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