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Monthly Archives: November 2019

LPL Recruits Former Ameriprise Advisor

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Christopher Sweeney to its broker-dealer and corporate registered investment advisor platforms. The move...

Aegon Real Assets Launches Opportunity Zone Platform

Aegon Real Assets US, an affiliate of Aegon Asset Management – a global investment manager with $386 billion in assets under management/advisement, has closed...

Former KBS REIT Completes Merger with Publicly-Traded REIT

Pacific Oak Strategic Opportunity REIT Inc. (SOR), a publicly registered non-traded real estate investment trust formerly known as KBS Strategic Opportunity REIT Inc., has...

Inland Securities Names Midquel McClendon as SVP External Wholesaler

Inland Securities Corporation, the exclusive dealer manager and placement agent for real estate investment programs sponsored by Inland Real Estate Investment Corporation and Inland...

NB Private Capital Hires Senior Vice President of National Accounts

NB Private Capital LLC, a real estate investment firm and sponsor of private placement offerings, has hired Albert Thompson as senior vice president of...

Griffin Capital Essential Asset REIT Adds Three to Executive Management Team

Griffin Capital Essential Asset REIT, Inc., a publicly registered non-traded real estate investment trust, has added three industry veterans to its executive management team,...

The DI Wire Welcomes Go Store It as a New Directory Sponsor

The DI Wire is pleased to welcome Go Store It Partners as the newest member of our directory. Click here to visit their directory page.   

SEC Proposes to Modernize General Solicitation Rules

The Securities and Exchange Commission has voted to propose amendments to modernize the rules under the Investment Advisers Act addressing investment adviser advertisements and...

FINRA Suspends Two Former IMS Brokers for Helping Barred Husband Sell Securities

The Financial Industry Regulatory Authority has suspended and fined two former IMS Securities brokers, Kim Kopacka and Beth DeBouvre, for helping Kopacka’s previously barred...

Private Equity-Backed Wealth Enhancement Group to Buy $1.4 Billion RIA

Wealth Enhancement Group, an independent wealth management firm that oversees $13.6 billion in client brokerage and advisory assets, has agreed to purchase RCL Advisors...
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