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Monthly Archives: January 2019

LPL Financial Adds Former Kestra Team to its RIA and IBD Platforms

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Regal Wealth Advisors to its broker-dealer and corporate registered investment advisor platforms. Regal joins...

Bernstein Joint Venture to Launch its First Opportunity Zone Fund

A joint venture between The Bernstein Companies, a real estate investment management firm, and OPZ Capital, an opportunity zone fund manager, has announced that...

Capital Square 1031 Takes DST Offering Full-Cycle in Less than Three Years

Capital Square 1031, a real estate investment and management firm specializing in Delaware statutory trust offerings, has sold the Crossroads Apartments, a 316-unit multifamily...

Raymond James Financial to Buy Boutique Investment Bank

Raymond James Financial Inc. (NYSE: RJF) has entered into a definitive agreement to purchase Silver Lane Advisors LLC, a boutique investment bank that focuses...

Everest Completes Tender Offer for Shares of Cole Credit Property Trust IV

Everest REIT Investors I LLC has completed its unsolicited tender offer for shares of Cole Credit Property Trust IV Inc., a publicly registered non-traded...

Massachusetts Regulators Charge Royal Alliance and Rep Over Unsuitable Annuity Exchange

The Massachusetts Securities Division has charged broker-dealer Royal Alliance Associates Inc. with failing to supervise one of its brokers who allegedly made unsuitable investment...

IFP Nabs Financial Backing from Two Partners Ahead of Broker-Dealer Launch

Independent Financial Partners (IFP), a registered investment adviser and office of supervisory jurisdiction for LPL Financial, has finalized financial commitments from two partners, Pacific...

Carter Multifamily Buys Second Florida Multifamily Property this Month

Carter Multifamily, the sponsor of Carter Multifamily Growth & Income Fund LLC – a private placement fund that invests in value-add multifamily assets, has...

Participant Capital Hires Andrew Eisen as Senior Vice President

Participant Capital, an alternative investment manager for commercial and residential real estate, has added Andrew Eisen as senior vice president of sales to oversee...

Strategic Storage Growth Trust Shareholders Approve Merger with Affiliated REIT

Shareholders of Strategic Storage Growth Trust Inc., a non-traded real estate investment trust sponsored by SmartStop Asset Management, have approved the proposed merger with...