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Monthly Archives: May 2018

SEC Launches Additional Investor Protection Search Tool

The Securities and Exchange Commission today has launched an additional online search feature that enables investors to research whether the person trying to sell...

SEC Declares Strategic Student & Senior Housing Trust IPO Effective

Strategic Student & Senior Housing Trust Inc., a publicly registered non-traded real estate investment trust sponsored by SmartStop Asset Management LLC, announced that the...

FINRA Suspends Sandlapper Securities for Missing Audit Deadline

Sandlapper Securities, a full-service independent broker-dealer and dealer manager of investment products, has been suspended by the Financial Investment Regulatory Authority for failing to...

Select Capital Names Robert Liessem Jr. National Sales Director

Select Capital Corporation, the dealer manager for private offerings and public non-traded real estate investment trusts sponsored by SmartStop Asset Management LLC, has hired...

Waveland Energy Partners Closes O&G Private Placement Following $79 Million Equity Raise

Waveland Resource Partners IV L.P., a private placement offering that invests in oil and gas assets, has fully subscribed and closed the offering after...

Plaintiffs Urge Fifth Circuit to Reject AARP/States Rehearing Request as Appeal Deadline Expires

The deadline has now passed for the Department of Labor to request a rehearing by the Fifth Circuit Court of Appeals in the case...

Edelman and Financial Engines to Form Largest RIA

Financial Engines (NASDAQ: FNGN), the nation’s largest independent investment advisor, has signed a definitive agreement to be acquired by funds affiliated with Hellman &...

Carter Validus Mission Critical REIT Suspends Share Repurchase Program

The board of Carter Validus Mission Critical REIT Inc., a publicly registered non-traded real estate investment trust, has suspended the company’s share repurchase program...

Steadfast Adds Three New Executives

Steadfast Companies, a real estate investment management company, has hired Michael Brown as president of its multifamily management affiliate, Steadfast Management Company, which provides...