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Monthly Archives: February 2018

AR Global’s American Finance Trust Launches Defensive Tender Offer to Deter MacKenzie

  MacKenzie Capital Management LP has launched an unsolicited tender offer to purchase up to 1 million shares of American Finance Trust Inc. common stock...

Provasi Adds Five New Hires to Sales and National Accounts Teams

Provasi Capital Partners LP has added five new employees to the company’s national accounts and distribution teams, including Warren Posner, Jay Sluis, Matt King,...

Acting President of First Capital’s BDC Resigns

First Capital Investment Corporation, a publicly registered non-traded business development company, disclosed that its acting president, John Fields, has resigned from the company. According...

Court Orders Hedge Fund Manager and Firms to Pay Nearly $13 Million in SEC...

The Securities and Exchange Commission obtained final judgments against a Ridgefield, Connecticut-based hedge fund manager and his investment advisory businesses. The federal court in Connecticut...

Oaktree to Launch $2 Billion Non-Traded REIT

Institutional investor Oaktree Capital Management LP has filed registration statements with the Securities and Exchange Commission to launch a $2 billion non-traded REIT called...

Four Springs Capital Adds Gregory Kammerer to its Capital Markets Team

Four Springs Capital LLC, a sponsor of single-tenant net lease investment programs, has hired Gregory Kammerer as senior vice president of its capital markets...

InPoint Commercial Real Estate Income Secures $250 Million Credit Facility

InPoint Commercial Real Estate Income Inc., a commercial mortgage real estate investment trust, has established a credit facility of up to $250 million. The...

Investment Adviser’s Wife Ordered to Pay Over $500,000 in SEC Fraud Case

The U.S. District Court for the District of Massachusetts entered a final judgment against Shawnet Thibeault, the wife of barred investment adviser Daniel Thibeault,...

Galvin Charges Scottrade with Fiduciary Rule Violations

Secretary of the Commonwealth William Galvin has charged broker-dealer Scottrade Inc. with dishonest and unethical activity and failure to supervise. Galvin's office alleges that...

Bluerock Value Exchange Subscribes Multifamily 1031 Exchange Offering in 40 Days

Bluerock Value Exchange, a national sponsor of syndicated 1031 exchange offerings, has fully subscribed its latest 1031 exchange program, BR Grand Dominion DST, a...